Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gregg is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. David has been in the securities industry since March 1988. David is registered with the state of Florida and has previous experience with BANC of America Investment SERVICES, INC., Barnett Investments, Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and SHEARSON LEHMAN HUTTON INC.. David is also registered with the state of Texas as an Investment Advisor Representative. David is licensed to sell securities in 28 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/19/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SARASOTA FL)
FL
04/01/1998 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SARASOTA FL)
FL
01/14/1993 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
NY
10/09/1990 - 01/12/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/04/1989 - 07/11/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
12/15/1987 - 04/08/1989
AMERICAN MUNICIPAL SECURITIES, INC.
IA
Issued 03/14/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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