Unclaimed
David Gordan is a financial professional with over 11 years of experience in the industry. David is currently registered with Siebert Williams Shank & Co., LLC and holds Series 7, 62, 52TO, 99TO, and 63 licenses. David is licensed in Connecticut and New York. David previously worked at The Williams Capital Group, L.P..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/05/2019 - Present
Siebert Williams Shank & CO., LLC (NEW YORK NY)
NY
12/09/2011 - 11/05/2019
THE WILLIAMS CAPITAL GROUP, L.P. (NEW YORK NY)
BC
Issued 10/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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