Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Fleming is a financial professional with a focus on securities. David has been in the industry since 2018 and currently holds a Series 7, Series 63, and SIE licenses. David is registered with the state of Texas. David is currently employed by Kestra Investment Services, LLC. Previously, David worked with AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
02/21/2020 - Present
Kestra Investment Services, LLC (AUSTIN TX)
TX
07/11/2018 - 02/21/2020
AXA ADVISORS, LLC (AUSTIN TX)
BC
Issued 05/10/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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