Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Cotton is a financial advisor at LPL Financial LLC, a firm with over $50 billion in assets under management. David specializes in financial planning and investment management for individuals, businesses, and charitable organizations. David is registered with the state of Indiana as both a registered representative and an investment advisor. David has a proven track record of success in helping clients achieve their financial goals. Prior to joining LPL Financial LLC, David was a financial advisor at Charles Schwab & Co., Inc. and United Capital Financial Advisors, LLC. David holds the Series 7, Series 63, and Series 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
04/05/2017 - Present
LPL Financial LLC (INDIANAPOLIS IN)
TX
03/02/2000 - 08/26/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 08/04/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/26/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Cotton is the right advisor for you? Invested Better is here to help.
