Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Cawthon is a financial professional with over 30 years of experience in the industry. David is currently registered with Innovation Partners LLC, a firm specializing in consulting services to qualified retirement plans, financial planning, and pension consulting. Prior to joining Innovation Partners LLC, David was affiliated with FIRST HEARTLAND CAPITAL, INC., THE O.N. EQUITY SALES COMPANY, and PRUCO SECURITIES, LLC. David holds the Series 6, SIE, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fee
1
2
NC
01/06/2023 - Present
Innovation Partners LLC (CHARLOTTE NC)
IL
12/23/2014 - 01/06/2023
FIRST HEARTLAND CAPITAL, INC. (Quincy IL)
IL
03/05/2008 - 12/31/2014
THE O.N. EQUITY SALES COMPANY (QUINCY IL)
IL
04/24/1991 - 02/04/2008
PRUCO SECURITIES, LLC. (QUINCY IL)
NJ
04/24/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 12/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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