Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Carter has been a financial advisor for over 14 years. David is a registered representative of Thrivent Investment Management Inc. and has held this position since 2009. David has Series 6, 7, and 66 licenses and is registered in Illinois. Previously, David was a registered representative with AMCORE INVESTMENT SERVICES, INC. in Illinois. David has experience in providing financial planning services and portfolio management for individuals. David specializes in investment strategies that focus on providing financial solutions for individuals and their families. David is also a registered investment advisor (IA) for Thrivent Investment Management Inc. and has a strong focus on helping individuals, churches, and non-profit organizations achieve their financial goals. David's commitment to providing personalized advice and guidance has earned him a reputation as a trusted financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
10/09/2009 - Present
Thrivent Investment Management Inc. (ROCKFORD IL)
IL
05/05/2009 - 08/31/2009
AMCORE INVESTMENT SERVICES, INC (MACHESNEY PARK IL)
BOTH
Issued 10/08/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2009
Series 7 - General Securities Representative Examination
BC
Issued 05/04/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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