Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Brown is a financial advisor with over 20 years of experience in the industry. David is currently registered with Osaic Wealth, Inc. David has also held previous registrations with Woodbury Financial Services, Inc., Cetera Advisor Networks LLC, Associated Investment Services, Inc., Commonwealth Financial Network, Primevest Financial Services, Inc., M&I Brokerage Services, Inc., and WMA Securities, Inc.. David is a Series 6, 7, and 63 licensed professional with experience in financial planning, portfolio management, and retirement planning. David has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
01/19/2024 - Present
Osaic Wealth, Inc. (FITCHBURG WI)
WI
12/06/2019 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (FITCHBURG WI)
WI
08/04/2014 - 12/12/2019
CETERA ADVISOR NETWORKS LLC (FITCHBURG WI)
WI
03/06/2008 - 08/26/2014
ASSOCIATED INVESTMENT SERVICES, INC. (MADISON WI)
WI
12/05/2006 - 11/12/2007
COMMONWEALTH FINANCIAL NETWORK (MOUNT HOREB WI)
WI
02/08/2005 - 10/23/2006
PRIMEVEST FINANCIAL SERVICES, INC. (BELLEVILLE WI)
WI
01/11/2002 - 01/31/2005
M&I BROKERAGE SERVICES, INC. (MILWAUKEE WI)
GA
10/29/2001 - 12/31/2001
WMA SECURITIES, INC. (DULUTH GA)
BC
Issued 08/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2002
Series 7 - General Securities Representative Examination
BC
Issued 10/27/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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