Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Blais is a registered representative with Guggenheim Securities, LLC. David has been in the securities industry since November 18, 2007. David holds the Series 7, Series 63, Series 24, Series 79TO and SIE licenses. David has been registered with Guggenheim Securities, LLC since August 7, 2014 and previously worked at firms including Citigroup Global Markets Inc. and J.P. Morgan Securities Inc. David is registered to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/07/2014 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
04/23/2010 - 08/07/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/01/2008 - 02/12/2010
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/11/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 09/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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