Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bender has been a financial advisor for over 30 years and has a strong background in providing financial advice, investment management, and insurance services. David Bender is currently registered with Principal Securities, Inc. and is a Registered Representative (Series 7, 63 and 6) and Investment Advisor Representative (Series 65). David Bender's career has spanned several financial firms including MML Distributors, LLC, Associated Investment Services, Inc. and U.S. Bancorp Investments, Inc. David Bender offers his expertise in providing financial planning, pension consulting, and investment management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
MN
08/25/2022 - Present
Principal Securities, Inc. (LAKE ELMO MN)
MA
07/27/2016 - 12/31/2020
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MN
02/02/2007 - 06/20/2016
PRINCIPAL SECURITIES, INC. (MINNETONKA MN)
IA
04/30/2007 - 09/22/2008
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
MN
02/09/2006 - 01/17/2007
ASSOCIATED INVESTMENT SERVICES, INC. (EAGAN MN)
ME
10/19/2004 - 02/09/2005
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
MN
04/05/1993 - 12/31/2002
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NJ
09/12/1988 - 03/23/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/29/1987 - 09/21/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
03/19/1986 - 03/23/1987
MONY SECURITIES CORP.
IA
Issued 10/21/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
BC
Issued 03/18/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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