Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Barnett is a financial advisor with UBS Financial Services Inc. located in Melville, NY. David has been in the industry since 1994, and has a wide range of experience. He is registered in several states, including California, Florida, Illinois, Michigan, Nevada, New Jersey, New York, North Carolina, Texas and Wisconsin. He has a Series 7, Series 63, Series 52TO and SIE. David specializes in providing financial planning and investment management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
09/22/2021 - Present
UBS Financial Services Inc. (MELVILLE NY)
NY
09/17/2010 - 01/06/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MELVILLE NY)
NY
06/01/2009 - 10/06/2010
MORGAN STANLEY SMITH BARNEY (GARDEN CITY NY)
NY
06/22/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GARDEN CITY NY)
MO
10/01/1999 - 06/29/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
06/26/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
MI
10/17/1994 - 07/08/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
NA
08/03/1994 - 09/19/1994
SOUTH RICHMOND SECURITIES, INC.
IA
Issued 01/13/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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