Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid M. Anderson has been a financial advisor for over 23 years, currently at Stifel, Nicolaus & Company, Inc., located in Rochester, MI. David has worked for several other firms in the past including J.P. MORGAN SECURITIES LLC, WELLS FARGO ADVISORS, LLC, CHASE INVESTMENT SERVICES CORP., MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC. His specializations include: Securities, Investment Advisory Services, and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
06/16/2022 - Present
Stifel, Nicolaus & Company, Inc. (ROCHESTER MI)
MI
10/01/2012 - 07/14/2022
J.P. MORGAN SECURITIES LLC (Rochester MI)
MI
10/27/2014 - 11/03/2014
WELLS FARGO ADVISORS, LLC (BIRMINGHAM MI)
MI
11/19/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (TROY MI)
MI
06/01/2009 - 12/01/2009
MORGAN STANLEY SMITH BARNEY (TROY MI)
MI
12/13/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TROY MI)
NJ
01/27/1999 - 12/17/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IA
Issued 12/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/02/2012
Series 4 - Registered Options Principal Examination
BC
Issued 02/15/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/13/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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