Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lynn Shrom is a financial advisor who has been in the industry since October 12, 1981. David Lynn Shrom is currently registered with Osaic Wealth, Inc. David Lynn Shrom is also registered in 16 states including Arkansas, California, Colorado, Delaware, Florida, Maryland, Massachusetts, Michigan, Nevada, New Hampshire, New Jersey, New York, Pennsylvania, Rhode Island, and Virginia. David Lynn Shrom has passed the Series 6, Series 7, Series 63, Series 65, and SIE exams. David Lynn Shrom has also been registered with FSC Securities Corporation and Lesko Securities Inc. in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
11/03/2023 - Present
Osaic Wealth, Inc. (LEWISBURG PA)
PA
03/10/1994 - 11/03/2023
FSC SECURITIES CORPORATION (LEWISBURG PA)
NY
06/24/1986 - 03/22/1994
LESKO SECURITIES INC. (VESTAL NY)
NA
10/13/1981 - 06/24/1986
AMERICAN CAPITAL FINANCIAL SERVICES, INC.
IA
Issued 06/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/1991
Series 7 - General Securities Representative Examination
BC
Issued 10/09/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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