Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lynn Riffel is a financial advisor with Raymond James Financial Services Advisors, Inc., providing financial services since September 2019. David is licensed in Colorado and Texas. David is registered with the state of Texas as an investment advisor representative. David has passed the Series 7TO and Series 66 exams and holds the SIE exam certification. David's services include financial planning, pension consulting, and educational seminars. David's experience spans several industries, including financial services and technology.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CO
04/27/2020 - Present
Raymond James Financial Services Advisors, Inc. (LONGMONT CO)
BOTH
Issued 10/16/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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