Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lynn Houston is a financial professional with over 30 years of experience in the industry. David has a strong background in securities, having worked with several firms including B. Riley Wealth Management, Southwest Securities, Inc., Citigroup Global Markets Inc., and Legg Mason Wood Walker, Incorporated. David is currently registered with Wedbush Securities Inc. and specializes in providing financial planning, pension consulting, and portfolio management services to both businesses and individuals. David is committed to providing his clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/19/2021 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
TX
03/19/2012 - 04/20/2021
B. RILEY WEALTH MANAGEMENT (HOUSTON TX)
TX
09/24/2008 - 04/18/2012
SOUTHWEST SECURITIES, INC. (HOUSTON TX)
TX
02/21/2006 - 10/07/2008
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
TX
07/16/2002 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (HOUSTON TX)
NJ
08/14/2000 - 07/26/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
03/03/1997 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
TX
05/23/1985 - 03/14/1997
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
10/29/1982 - 06/03/1985
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
NA
04/28/1981 - 11/08/1982
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
10/06/1976 - 05/16/1981
COWEN & CO.
NA
08/22/1974 - 11/21/1976
WHITE, WELD & CO. INCORPORATED
NA
07/05/1973 - 09/09/1974
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
NA
07/22/1971 - 07/15/1973
SCHNEIDER, BERNET & HICKMAN, INC.
NA
09/08/1970 - 07/21/1971
DUPONT WALSTON, INCORPORATED
IA
Issued 08/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/28/1996
Series 24 - General Securities Principal Examination
BC
Issued 08/01/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1984
PC - AMEX Put and Call Exam
BC
Issued 02/09/1983
Series 3 - National Commodity Futures Examination
BC
Issued 06/13/1969
Series 000 - General Securities Principal Examination
BC
Issued 06/13/1969
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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