Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lynn Eppey is a financial advisor with over 20 years of experience in the financial industry. David is registered with Osaic Wealth, Inc. and holds Series 7, 31, 63 and 65 licenses as well as the SIE exam. David has been with Osaic Wealth, Inc. since 2001 and has prior experience with American Express Financial Advisors Inc., IDS Life Insurance Company, and Dean Witter Reynolds Inc.. David provides financial planning services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/02/2018 - Present
Osaic Wealth, Inc. (LAKE FOREST CA)
MN
12/22/1998 - 03/23/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/22/1998 - 03/23/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
02/06/1998 - 11/16/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 02/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 02/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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