Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lynn Cole is a registered investment advisor with The Leaders Group, Inc. David has been in the industry since 1987 and has experience with AXA Advisors, LLC and The Equitable Life Assurance Society of the United States. David is registered with the state of Alabama, Arkansas, Georgia, and Mississippi. David is also a Series 6 and Series 63 licensed representative. David's firm is headquartered in Littleton, Colorado and has a branch office in Littleton.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
11/16/2018 - Present
THE Leaders Group, Inc. (LITTLETON CO)
AL
05/22/1987 - 09/26/2018
AXA ADVISORS, LLC (BIRMINGHAM AL)
NY
05/22/1987 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 05/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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