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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lyle Capstick is a financial advisor with Cetera Investment Advisers LLC, with over 10 years of experience in the financial services industry. David has a wide range of experience in the financial industry working with firms like Morgan Stanley and First Financial Equity Corporation before joining Cetera Investment Advisers LLC. David has passed the Series 66, Series 7, and SIE exams and holds a Certified Financial Planner designation. David has a history of providing financial services in both Arizona and Texas. David offers financial planning, portfolio management, and pension consulting services to individual and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
02/27/2024 - Present
Cetera Investment Advisers LLC (SCOTTSDALE AZ)
AZ
06/02/2015 - 04/20/2022
FIRST FINANCIAL EQUITY CORPORATION (Cave Creek AZ)
AZ
09/13/2013 - 05/29/2015
MORGAN STANLEY (SCOTTSDALE AZ)
AZ
11/21/2011 - 06/08/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SUN CITY AZ)
BOTH
Issued 12/16/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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