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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lyle Capstick is an investment advisor representative with Cetera Investment Advisers LLC. David has been working in the financial services industry since February 2012. David is registered with the state of Arizona and Texas as an investment advisor representative, and has held previous licenses with Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and First Financial Equity Corporation. David holds the Series 66, Series 7, and SIE securities licenses, and is a Certified Financial Planner. David is a member of the financial industry regulatory authority, the Financial Industry Regulatory Authority, and the state of Arizona. David has experience working with individuals, high net worth individuals, corporations, charitable organizations, pension and profit sharing plans, and banking or thrift institutions. David provides financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
02/27/2024 - Present
Cetera Investment Advisers LLC (SCOTTSDALE AZ)
AZ
06/02/2015 - 04/20/2022
FIRST FINANCIAL EQUITY CORPORATION (Cave Creek AZ)
AZ
09/13/2013 - 05/29/2015
MORGAN STANLEY (SCOTTSDALE AZ)
AZ
11/21/2011 - 06/08/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SUN CITY AZ)
BOTH
Issued 12/16/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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