Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lyle is a financial advisor with over 29 years of experience in the industry. David is currently registered with Wells Fargo Clearing Services, LLC and has been with them since 2016. David has held the Series 7 and Series 63 licenses since 1994 and added the Series 66 license in 2010. David also holds a Securities Industry Essentials Examination (SIE) license, which they obtained in 2018. David provides a range of services to clients, including investment consulting, financial planning, portfolio management for individuals and businesses, and selection of other advisors. Prior to joining Wells Fargo Clearing Services, LLC, David worked at A. G. Edwards & Sons, Inc. David is also a trustee for their mother's trust.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/12/2018 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
CA
01/24/1994 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SAN FRANCISCO CA)
BOTH
Issued 01/15/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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