Unclaimed
David Lustgarten is a registered representative of Wells Fargo Securities, LLC. David has passed the Series 63, Series 79TO, and the SIE exams and holds licenses in 53 states. David's career in the securities industry began on August 12, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/13/2021 - Present
Wells Fargo Securities, LLC (New York NY)
BC
Issued 07/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/16/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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