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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lung is a financial advisor with Morgan Stanley. David Lung has been working in the financial industry since 2004 and is registered to provide investment advice in 27 states. David Lung has a strong background in the industry and specializes in working with individuals, high-net-worth individuals, corporations, charitable organizations, insurance companies, investment companies, pension and profit-sharing plans, state or municipal government entities, banking or thrift institutions, and investment clubs. David Lung also provides financial planning, asset allocation advice, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
07/22/2022 - Present
Morgan Stanley (Newport Beach CA)
CA
05/24/2019 - 08/03/2022
RAYMOND JAMES & ASSOCIATES, INC. (NEWPORT BEACH CA)
CA
01/03/2011 - 05/29/2019
WELLS FARGO CLEARING SERVICES, LLC (IRVINE CA)
CA
09/03/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (NEWPORT BEACH CA)
NV
09/19/2006 - 08/18/2008
COLONIAL BROKERAGE, INC. (LAS VEGAS NV)
CA
10/04/2005 - 08/07/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)
NJ
09/22/2004 - 10/25/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 10/07/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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