Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Eller is a financial advisor who holds a Series 7 and Series 66 licenses. He has been active in the securities industry since 2009. David is currently registered with Capfinancial Securities, LLC and has previously worked at Wells Fargo Securities, LLC and Raymond James & Associates, Inc. David has a strong background in financial planning and investment management. He is dedicated to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
02/29/2024 - Present
Capfinancial Securities, LLC (CHARLOTTE NC)
NC
07/13/2011 - 10/24/2023
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
TX
04/23/2009 - 07/05/2011
RAYMOND JAMES & ASSOCIATES, INC. (HOUSTON TX)
BOTH
Issued 06/24/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/16/2009
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/22/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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