Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Luis Ramos is a registered representative with Deutsche Bank Securities Inc. David has been in the securities industry since October 15, 2012. David is registered to conduct business in Florida and New York and is Series 7, 9, 10, 63, and SIE licensed. Prior to working with Deutsche Bank Securities Inc., David worked for Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
09/25/2018 - Present
Deutsche Bank Securities Inc. (JACKSONVILLE FL)
FL
11/12/2010 - 10/20/2016
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
BC
Issued 11/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/31/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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