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David Lucas Conrod

Focuspoint Private Capital Group

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About David Lucas Conrod

David Conrod is a financial professional with over 30 years of experience in the industry. David has a broad range of experience, having worked at several firms including Guggenheim Securities, LLC, Channel Capital Group LLC, and Links Securities LLC. David is currently registered with Focuspoint Private Capital Group, a firm that specializes in private capital. David has a strong track record of success in helping clients reach their financial goals.

Firm Information

David Conrod is currently registered with Focuspoint Private Capital Group. Focuspoint Private Capital Group is a Limited Liability Company formed on April 16, 2002. It is registered in all 50 U.S. states and the District of Columbia, as well as with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Conrod’s Registration & Firm History

NY

04/20/2010 - Present

Focuspoint Private Capital Group (NEW YORK NY)

NY

06/08/2005 - 04/06/2010

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

12/03/2003 - 06/09/2005

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

04/09/2003 - 05/25/2004

CHANNEL CAPITAL GROUP LLC (NEW YORK NY)

NY

02/16/2000 - 06/02/2003

LINKS SECURITIES LLC (NEW YORK NY)

NY

12/07/1998 - 01/24/2000

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

10/25/1993 - 12/04/1998

MARINE MIDLAND SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/19/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/22/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/22/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Lucas Conrod.
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