Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Waldman is a financial advisor with over 30 years of experience in the industry. David is currently registered with Loomis Sayles Distributors, LP in Boston, MA. Prior to this, David worked at Putnam Retail Management Limited Partnership, Lazard Frères & Co. LLC and Goldman, Sachs & Co. David is a Series 65 and 63 licensed professional and has also passed the Securities Industry Essentials Examination and General Securities Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
01/11/2008 - Present
Loomis Sayles Distributors, LP (BOSTON MA)
MA
04/22/1999 - 12/13/2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
NY
03/09/1995 - 06/10/1997
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
03/21/1989 - 03/14/1995
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
08/18/1987 - 05/23/1989
RICKEL & ASSOCIATES, INC. (NEW YORK NY)
IA
Issued 05/01/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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