Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Okun is a financial advisor with Stifel, Nicolaus & Company, Inc. located in New York, NY. David has over 40 years of experience in the financial services industry. David has a wide range of experience and expertise in various areas including financial planning, pension consulting, educational seminars, and portfolio management. David is registered to provide investment advice in several states, including Connecticut, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/22/2009 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
04/29/2002 - 08/21/2007
RYAN BECK & CO. (NEW YORK NY)
NY
03/01/1982 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NA
04/03/1970 - 11/22/1982
BRUNS, NORDEMAN, REA & CO.
NA
11/01/1981 - 03/15/1982
BACHE HALSEY STUART SHIELDS INCORPORATED
IA
Issued 10/27/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/1970
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1982
Series 5 - Interest Rate Options Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 07/13/1959
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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