Unclaimed
David Hawley is a financial advisor with Thrivent Investment Management Inc. David has been in the industry since December 26, 1984, and has a strong track record of success in helping clients achieve their financial goals. He has worked with individuals and families for over three decades, providing a range of services including financial planning, investment management, and retirement planning. David is committed to providing his clients with personalized service and a clear understanding of their financial options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/24/2021 - Present
Thrivent Investment Management Inc. (SCHENECTADY NY)
MN
12/27/1984 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BOTH
Issued 08/17/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2005
Series 7 - General Securities Representative Examination
BC
Issued 09/22/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/26/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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