Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gross is an investment advisor representative at Wells Fargo Clearing Services, LLC, with a focus on providing financial and investment advice to a wide range of clients. David has been in the financial industry since 1991 and has a strong understanding of the markets and a commitment to helping clients achieve their financial goals. David is also a Certified Financial Planner (CFP®) and holds the Series 7, Series 63 and Series 65 licenses. David has experience working with individuals, families, businesses, and institutions. Previous experience includes roles at First Albany Corporation, Northeast Brokerage Services Corporation, Prudential Securities Incorporated, Lehman Brothers Inc., and Smith Barney, Harris Upham & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/27/2021 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
07/18/1996 - 08/05/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
NA
03/03/1993 - 07/18/1996
NORTHEAST BROKERAGE SERVICES CORPORATION
NY
07/08/1992 - 03/02/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/23/1991 - 06/04/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/24/1991 - 09/24/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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