Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Louis Braud is an investment advisor representative with over 37 years of experience in the financial services industry. David has been registered with Wealth Management Consultants, LLC, and Osaic Wealth, Inc. David specializes in financial planning, portfolio management, and retirement planning. David has a strong commitment to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
12/07/2023 - Present
Osaic Wealth, Inc. (DAPHNE AL)
AL
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (DAPHNE AL)
AZ
07/23/1993 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
07/23/1986 - 07/27/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
IA
Issued 09/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/26/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Braud is the right advisor for you? Invested Better is here to help.
