Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lorenzo Alvarez roldan is a financial professional with over 18 years of experience in the industry. David has held various positions at prominent firms including HUNTLEIGH SECURITIES CORPORATION, FAIRBRIDGE CAPITAL MARKETS, and MML INVESTORS SERVICES, INC. Currently, David is an Investment Advisor Representative at Investment Planners, Inc. in San Juan, Puerto Rico. David holds Series 7, Series 6, and SIE licenses, and is registered in both Florida and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PR
07/13/2022 - Present
Investment Planners, Inc. (San Juan PR)
PR
08/01/2016 - 03/14/2022
HUNTLEIGH SECURITIES CORPORATION (San Juan PR)
PR
11/16/2010 - 07/27/2016
FAIRBRIDGE CAPITAL MARKETS (GUAYNABO PR)
PR
07/21/2004 - 10/13/2010
MML INVESTORS SERVICES, INC. (HATO REY PR)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2009
Series 7 - General Securities Representative Examination
BC
Issued 07/20/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Alvarez roldan is the right advisor for you? Invested Better is here to help.
