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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lopez is a financial advisor with LPL Financial LLC. David has been in the industry since 2012 and is registered with the state of California. David holds Series 7, 99, 24, 52, 53, 63, and 65 licenses. David specializes in providing financial planning, portfolio management, and consulting services to individuals, families, and businesses. LPL Financial LLC is a leading independent broker-dealer and investment advisor that provides a wide range of financial products and services to individuals, families, and businesses. LPL Financial LLC manages over $463 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/20/2012 - Present
LPL Financial LLC (SAN DIEGO CA)
BC
Issued 09/06/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/16/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/2015
Series 24 - General Securities Principal Examination
BC
Issued 02/16/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2014
Series 52 - Municipal Securities Representative Examination
BC
Issued 12/16/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/19/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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