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David Long Ellis

U.s. Bancorp Investments, Inc.

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About David Long Ellis

David Long Ellis is a financial advisor with over 30 years of experience in the financial services industry. David is currently registered with U.S. Bancorp Investments, Inc. and has worked for various financial institutions throughout his career. David has a wide range of experience in providing financial advice to individuals, businesses, and institutions. David specializes in providing financial planning, portfolio management, and investment management services.

Firm Information

David Ellis is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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David Ellis’s Registration & Firm History

CA

11/05/2009 - Present

U.s. Bancorp Investments, Inc. (San Mateo CA)

CA

05/02/2009 - 11/02/2009

CHASE INVESTMENT SERVICES CORP. (SAN MATEO CA)

CA

07/14/1997 - 05/02/2009

WAMU INVESTMENTS, INC. (SAN MATEO CA)

CA

03/07/1998 - 05/01/1998

GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)

CA

05/01/1995 - 07/14/1997

ASB FINANCIAL SERVICES (IRVINE CA)

NY

05/08/1989 - 01/23/1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

05/16/1988 - 03/01/1989

F.N. WOLF & CO., INC.

NA

12/22/1987 - 05/19/1988

SHERWOOD CAPITAL, INC.

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Licenses & Designations

BC

Issued 01/18/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for David Long Ellis. Review regulatory record here.
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