Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Logan Wood is a financial advisor with over 30 years of experience in the industry. David has been registered with Raymond James Financial Services Advisors, Inc. since January 2012. Prior to that, David was registered with several other firms including Essex National Securities, Inc., CUSO Financial Services, L.P., SWS Financial Services, Local Securities Corporation, Investment Professionals, Inc., NationsSecurities, Boatmen's Investment Services, Inc., Invest Financial Corporation, Washington Square Securities, Inc., and Pruco Securities Corporation. David has held various positions throughout his career, including Associate, Advisor, and Owner/Proprietor. David has a broad range of experience and is able to provide financial advice to a variety of clients, including high-net-worth individuals, corporations, and pension and profit-sharing plans. David is also a Registered Investment Advisor and has a Series 63, 65, 66, and 24. In addition to his work as a financial advisor, David also owns and operates a rental real estate business and a farming operation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CO
08/07/2017 - Present
Raymond James Financial Services Advisors, Inc. (Colorado Springs CO)
CO
07/30/2010 - 01/25/2012
ESSEX NATIONAL SECURITIES, INC. (COLORADO SPRINGS CO)
CO
05/01/2001 - 04/12/2010
CUSO FINANCIAL SERVICES, L.P. (COLORADO SPRINGS CO)
TX
03/13/2000 - 05/03/2001
SWS FINANCIAL SERVICES (DALLAS TX)
OK
01/28/1998 - 03/02/2000
LOCAL SECURITIES CORPORATION (OKLAHOMA CITY OK)
TX
10/31/1997 - 01/02/1998
INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)
NA
08/13/1997 - 10/10/1997
NATIONSSECURITIES
MO
06/13/1996 - 08/13/1997
BOATMEN'S INVESTMENT SERVICES, INC. (ST. LOUIS MO)
WI
10/04/1995 - 05/02/1996
INVEST FINANCIAL CORPORATION (APPLETON WI)
CT
12/19/1994 - 11/17/1995
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NJ
05/25/1994 - 11/30/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
CT
08/23/1990 - 05/19/1994
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NA
07/19/1990 - 08/07/1990
PATTERSON ICENOGLE, INC.
CO
06/11/1990 - 06/12/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
BOTH
Issued 11/18/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 6/17/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/17/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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