Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Sprague is a financial advisor with over 25 years of experience in the industry. David is registered to offer investment advice and securities in Colorado and Texas. He has experience working with individuals, high-net-worth individuals, corporations, and retirement plans. David currently works for LPL Financial LLC, a firm with over $50 billion in assets under management, offering a wide range of financial planning and advisory services to clients across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
07/15/2024 - Present
LPL Financial LLC (GOLDEN CO)
CO
01/30/2013 - 01/15/2021
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
CO
04/08/2010 - 08/14/2012
ALPS DISTRIBUTORS, INC. (GOLDEN CO)
CO
12/06/2002 - 01/15/2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CA
08/14/2002 - 12/19/2002
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NJ
09/15/2000 - 12/12/2001
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
MA
12/11/1995 - 09/05/2000
PUTNAM RETAIL MANAGEMENT, INC. (BOSTON MA)
CA
01/11/1995 - 09/25/1995
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
MO
05/20/1992 - 07/07/1993
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BOTH
Issued 01/30/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Sprague is the right advisor for you? Invested Better is here to help.
