Unclaimed
David Lloyd Hatch is a financial professional with over 16 years of experience in the industry. David has held positions at several firms including William Blair, Piper Sandler & Co. and Intrepid Investment Bankers LLC. David is currently registered with Intrepid Investment Bankers LLC in North Carolina and California and holds Series 7, 63, and SIE licenses. David has experience in investment banking and holds a Series 79TO license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
04/30/2024 - Present
Intrepid Investment Bankers LLC (Charlotte NC)
NC
10/03/2022 - 05/03/2024
WILLIAM BLAIR (CHARLOTTE NC)
NC
07/17/2013 - 07/07/2022
PIPER SANDLER & CO. (CHARLOTTE NC)
NC
01/27/2011 - 07/18/2013
EDGEVIEW CAPITAL SECURITIES, LLC (CHARLOTTE NC)
NC
01/04/2008 - 04/06/2010
CIT CAPITAL SECURITIES LLC (CHARLOTTE NC)
NC
08/30/2007 - 12/31/2007
EVP SECURITIES, LLC (CHARLOTTE NC)
IL
07/24/2000 - 07/29/2002
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
BC
Issued 07/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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