Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lloyd Casso is a financial advisor with Raymond James & Associates, Inc. with over 19 years of experience in the industry. David is a Certified Financial Planner and holds Series 66, Series 7, and SIE licenses. David is registered to offer advisory services in Arizona, California, Colorado, Florida, Georgia, Idaho, Illinois, Louisiana, Mississippi, New Jersey, New Mexico, North Carolina, Ohio, Oklahoma, South Carolina, Texas, Vermont, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
05/03/2021 - Present
Raymond James & Associates, Inc. (HOUSTON TX)
TX
08/05/2016 - 05/07/2021
OPPENHEIMER & CO. INC. (HOUSTON TX)
TX
04/15/2010 - 07/29/2016
USAA FINANCIAL ADVISORS, INC. (HOUSTON TX)
LA
06/30/2009 - 03/01/2010
PURSHE KAPLAN STERLING INVESTMENTS (SHREVEPORT LA)
LA
09/09/2005 - 07/08/2009
1ST GLOBAL CAPITAL CORP. (SHREVEPORT LA)
AL
04/21/2005 - 08/31/2005
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
MO
02/04/2004 - 09/17/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 11/20/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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