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David Llewellyn Smith

Tiaa-Cref Individual & Institutional Services, LLC

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About David Llewellyn Smith

David Llewellyn Smith is a financial advisor with over 12 years of experience in the financial industry. David has held positions at several firms, including Citizens Securities, Inc. and Santander Securities LLC. David currently works as a registered representative at TIAA-CREF Individual & Institutional Services, LLC. David holds Series 7 and 66 licenses and has passed the SIE exam. David specializes in providing financial advice to individuals and businesses. He is also registered to provide investment advice in multiple states.

Firm Information

David Smith is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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David Smith’s Registration & Firm History

MA

08/30/2023 - Present

Tiaa-Cref Individual & Institutional Services, LLC (Waltham MA)

MA

04/05/2021 - 07/07/2023

CITIZENS SECURITIES, INC. (BEDFORD MA)

MA

06/15/2018 - 07/02/2020

SANTANDER SECURITIES LLC (LEOMINSTER MA)

MA

03/10/2015 - 01/19/2017

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

MA

12/21/2007 - 12/18/2013

STATE STREET GLOBAL MARKETS, LLC (QUINCY MA)

NH

09/24/2007 - 11/23/2007

FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)

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Licenses & Designations

BOTH

Issued 06/16/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/28/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Llewellyn Smith.
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