Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Livingston Corts is a securities professional with over 20 years of experience in the financial industry. David is currently registered with Wells Fargo Securities, LLC, and has been with them since 2009. David previously worked with Wachovia Capital Markets, LLC and Wachovia Securities, LLC in a variety of roles. David holds licenses including Series 7, Series 63, Series 79TO, Series 99TO and SIE. David is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
07/01/2009 - Present
Wells Fargo Securities, LLC (ATLANTA GA)
CA
08/20/2007 - 07/01/2009
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
NC
10/14/2003 - 08/30/2005
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
12/17/2002 - 11/11/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
10/15/2001 - 12/19/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
06/02/1999 - 10/15/2001
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BC
Issued 06/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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