Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Livingston Bess is a licensed securities agent registered with FINRA and the state of Tennessee. David Bess currently works for Regions Securities LLC, where David is registered as an Investment Banking Representative. David Bess has been working in the financial industry since August 25, 2024, and holds the SIE, Series 63 and Series 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TN
08/26/2024 - Present
Regions Securities LLC (NASHVILLE TN)
BC
Issued 07/29/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/03/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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