Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Littlewood is a financial professional with over 20 years of experience in the financial services industry. David currently works for Fidelity Brokerage Services LLC and National Financial Services LLC. David holds Series 6, 7, 63, 99TO and SIE licenses. David previously worked for Scudder Investor Services, Inc. and Fidelity Distributors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
07/13/2017 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
NY
04/01/1999 - 10/19/2001
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
RI
01/03/1996 - 08/12/1997
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
RI
01/27/1994 - 12/31/1995
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 03/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2007
Series 7 - General Securities Representative Examination
BC
Issued 01/26/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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