Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lindsey Spencer is a financial professional with over 16 years of experience in the financial services industry. David Spencer is currently registered with Credit Union Investment Services, where David Spencer provides financial services to eligible members and provides opportunities for members to improve their economic and social condition. David Spencer has previously worked with Fidelity Brokerage Services LLC, CUSO Financial Services, L.P., CUNA Brokerage Services, INC., and AXA ADVISORS, LLC. David Spencer holds Series 7 and Series 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NC
10/21/2022 - Present
Credit Union Investment Services (Huntersville NC)
FL
08/18/2021 - 09/29/2022
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
NC
07/10/2019 - 05/19/2021
CUSO FINANCIAL SERVICES, L.P. (Huntersville NC)
NC
02/18/2009 - 07/12/2019
CUNA BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NC
10/13/2005 - 01/09/2009
AXA ADVISORS, LLC (CHARLOTTE NC)
BOTH
Issued 09/02/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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