Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lindsay Reid is a financial advisor with over 20 years of experience in the industry. David has been a Registered Representative with Raymond James & Associates, Inc. since April 2018. Previously, David was a registered representative for Wells Fargo Clearing Services, LLC. David is licensed to sell securities in 33 states, and he holds Series 3, 7, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
04/05/2018 - Present
Raymond James & Associates, Inc. (Oxford MS)
MS
09/03/2009 - 04/11/2018
WELLS FARGO CLEARING SERVICES, LLC (OXFORD MS)
MS
08/31/2009 - 09/03/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (OXFORD MS)
MS
01/01/2008 - 09/01/2009
WELLS FARGO ADVISORS, LLC (OXFORD MS)
MS
06/07/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (OXFORD MS)
BOTH
Issued 12/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/09/2001
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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