Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Liberatore is a financial professional with over 25 years of experience in the securities industry. David is currently registered with SMBC Nikko Securities America, Inc. and has been with the firm since October 2021. Previously, David was employed by Cantor Fitzgerald & Co., Deutsche Bank Securities Inc., Dresdner Kleinwort Wasserstein Securities LLC, Dresdner Kleinwort Benson North America LLC, Indosuez Capital Securities, Inc., Trio Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. David is registered as a General Securities Principal (Series 24), General Securities Sales Supervisor (Series 23), Securities Trader (Series 57TO), Securities Industry Essentials Examination (SIE), Limited Representative-Equity Trader (Series 55), and General Securities Representative (Series 7). David is also registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/05/2021 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
04/30/2018 - 04/20/2021
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
06/30/2003 - 02/20/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
02/01/2000 - 05/02/2003
DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)
NY
01/26/1998 - 05/04/1998
DRESDNER KLEINWORT BENSON NORTH AMERICA LLC (NEW YORK NY)
NY
04/24/1996 - 01/20/1998
INDOSUEZ CAPITAL SECURITIES, INC. (NEW YORK NY)
CA
08/11/1995 - 04/23/1996
TRIO SECURITIES, INC. (LOS ANGELES CA)
NY
07/10/1992 - 09/08/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/03/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/06/2006
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 03/03/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/18/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/08/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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