Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Li is an investment professional registered with the Financial Industry Regulatory Authority (FINRA) and the state of California and New York. David Li is currently employed by Oppenheimer & Co. Inc. and has held this position since 7/22/2024. David Li has been working in the securities industry for 21 days and is a Series 63, 79TO, and SIE licensed advisor. David Li is a registered representative in California and New York. The firm has a total of 1756 registered representatives. Oppenheimer & Co. Inc. is an investment advisor that manages $27.45 Billion in client assets. Oppenheimer & Co. Inc. offers a range of investment advisory services, including portfolio management for individuals, businesses, and pooled investment vehicles, as well as financial planning and pension consulting. Oppenheimer & Co. Inc.'s main office is located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
07/22/2024 - Present
Oppenheimer & Co. Inc. (SAN FRANCISCO CA)
BC
Issued 07/06/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/01/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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