Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lewis is a financial advisor with MML Investors Services, LLC. David has over 20 years of experience in the financial services industry. David is registered with the Securities and Exchange Commission (SEC) and holds the Series 7TO, 6TO, 31, 63, and 65 licenses. David's current employment with MML Investors Services, LLC is based in White Plains, NY. David's primary focus is on providing financial planning, asset allocation, and portfolio management services to individual and corporate clients. David also provides pension consulting and educational seminars. David is a highly experienced and knowledgeable financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
01/03/2025 - Present
MML Investors Services, LLC (White Plains NY)
CT
05/07/2024 - 08/13/2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Stamford CT)
NY
10/18/2023 - 03/27/2024
PRUCO SECURITIES, LLC. (White Plains NY)
NY
09/27/2022 - 10/13/2023
ALLSTATE FINANCIAL SERVICES, LLC (White Plains NY)
NY
04/29/2022 - 09/14/2022
THRIVENT INVESTMENT MANAGEMENT INC. (White Plain NY)
NY
03/11/2022 - 04/28/2022
PRUCO SECURITIES, LLC. (WHITE PLAINS NY)
NY
05/27/2020 - 12/23/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WHITE PLAINS NY)
NY
01/24/2020 - 01/31/2020
DAVID LERNER ASSOCIATES, INC. (WHITE PLAINS NY)
NY
11/29/2019 - 12/19/2019
ALLSTATE FINANCIAL SERVICES, LLC (White Plains NY)
NY
07/31/2019 - 10/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WHITE PLAINS NY)
NY
04/05/2019 - 06/24/2019
NYLIFE SECURITIES LLC (MELVILLE NY)
IA
Issued 10/26/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 01/24/2020
Series 7TO - General Securities Representative Examination
BC
Issued 04/05/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/29/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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