Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lester Thomas is an investment advisor representative for Northwestern Mutual Investment Services, LLC. David has been in the industry since 2013 and has offices in Lancaster, Pennsylvania. David is registered with the state of Pennsylvania and holds a Series 6, Series 7, and Series 63 license. David is also registered as an Investment Advisor Representative in 22 other states. David is a registered investment advisor in the state of Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
03/07/2014 - Present
Northwestern Mutual Investment Services, LLC (LANCASTER PA)
IA
Issued 03/05/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/21/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Thomas is the right advisor for you? Invested Better is here to help.
