Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lesser is a financial advisor with over 45 years of experience in the industry. David is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in New York and Texas. David is also registered as an Investment Advisor Representative in New York and Texas. David has a long history with Merrill Lynch, Pierce, Fenner & Smith Inc. beginning in 1975. David has passed the Series 7, Series 63, Series 65, and SIE exams, demonstrating his knowledge and commitment to providing sound financial advice. David specializes in providing financial services to individuals, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. David is dedicated to providing personalized financial advice that meets each client's unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/03/1996 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NA
10/01/1975 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 11/22/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 09/20/1975
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Lesser is the right advisor for you? Invested Better is here to help.
