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David Leslie Seay

Commerce Brokerage Services, Inc.

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About David Leslie Seay

David Leslie Seay is a financial advisor currently registered with Commerce Brokerage Services, Inc. David Seay is a highly experienced advisor who has been in the industry since October 6, 2001. In the past David Seay has also been associated with other firms such as Stifel, Nicolaus & Company, Incorporated, Vining-Sparks IBG, LLC, Crews & Associates, Inc., Simmons First Investment Group, Inc., R.M. Duncan Securities, Inc., First Investment Securities, Inc., BrittpageNum & Associates, Inc., and Lasater & Company. David Seay holds licenses in Series 63, Series 24, Series 52TO, SIE, Series 7 and Series 52. David Seay's current registrations include Arkansas, Louisiana, North Dakota, Texas, Washington and West Virginia.

Firm Information

David Seay is currently registered with Commerce Brokerage Services, Inc.. Commerce Brokerage Services, Inc. is a corporation formed in October 1985. The firm is registered to conduct business in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Seay’s Registration & Firm History

MO

09/12/2023 - Present

Commerce Brokerage Services, Inc. (KANSAS CITY MO)

AR

05/02/2022 - 07/11/2022

STIFEL, NICOLAUS & COMPANY, INCORPORATED (LITTLE ROCK AR)

AR

08/29/2019 - 05/03/2022

VINING-SPARKS IBG, LLC (LITTLE ROCK AR)

AR

12/09/2016 - 07/09/2019

CREWS & ASSOCIATES, INC. (LITTLE ROCK AR)

AR

12/10/2014 - 11/07/2016

SIMMONS FIRST INVESTMENT GROUP, INC. (LITTLE ROCK AR)

AR

01/07/2005 - 12/02/2014

SIMMONS FIRST INVESTMENT GROUP, INC. (LITTLE ROCK AR)

NA

04/09/1991 - 07/08/1991

R.M. DUNCAN SECURITIES, INC.

NA

07/11/1987 - 10/02/1987

FIRST INVESTMENT SECURITIES, INC.

NA

07/20/1984 - 09/09/1985

BRITTENUM & ASSOCIATES, INC.

NA

05/06/1982 - 04/18/1984

LASATER & COMPANY

NA

03/23/1981 - 04/23/1982

JON R. BRITTENUM & ASSOCIATES, INC.

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Licenses & Designations

BC

Issued 04/08/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/27/1984

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/02/2003

Series 7 - General Securities Representative Examination

BC

Issued 10/19/1994

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David Leslie Seay. Review regulatory record here.
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