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David Lerner

David Lerner Associates, Inc.

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About David Lerner

David Lerner is a registered representative with David Lerner Associates, Inc. David Lerner is a veteran in the financial services industry with over 50 years of experience. David Lerner has been a registered representative since 1969. David Lerner has held various licenses and registrations over the years, including Series 7, Series 24, Series 27, and SIE. David Lerner is currently registered in 7 states, including California, Colorado, Connecticut, Delaware, Florida, New Jersey, and New York. David Lerner is a respected figure in the industry, and David Lerner has a proven track record of success.

Firm Information

David Lerner is currently registered with David Lerner Associates, Inc.. David Lerner Associates, Inc. is a Corporation that was formed on November 6, 1975. The firm is registered with the Securities and Exchange Commission (SEC) and is approved in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

100

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Lerner’s Registration & Firm History

NY

04/02/1976 - Present

David Lerner Associates, Inc. (SYOSSET NY)

NY

12/19/1997 - 12/31/2008

SSH SECURITIES, INC. (SYOSSET NY)

NA

09/11/1969 - 04/30/1976

JOHN W. STERMAN & ASSOC.

NA

10/15/1970 - 04/02/1976

D LERNER & CO

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Licenses & Designations

BC

Issued 01/02/2023

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 06/25/1970

Series 00 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/2013

Series 7 - General Securities Representative Examination

BC

Issued 08/31/1960

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 17 public disclosures for David Lerner. Review regulatory record here.
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