Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Whitfield is a financial advisor with over 30 years of experience in the financial services industry. David currently works with Osaic Wealth, Inc. David is a registered representative of Signator Investors, Inc., and a registered investment advisor representative of Osaic Wealth, Inc., allowing David to provide a wide range of services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
11/02/2018 - Present
Osaic Wealth, Inc. (MISHAWAKA IN)
IN
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (MISHAWAKA IN)
IN
02/19/2015 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (MISHAWAKA IN)
IN
01/11/2013 - 02/17/2015
FIRST ALLIED SECURITIES, INC. (CHESTERTON IN)
IN
09/04/2009 - 11/29/2012
TRANSAMERICA FINANCIAL ADVISORS, INC (MISHAWAKA IN)
IN
09/09/2005 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (MISHAWAKA IN)
CA
02/07/1997 - 09/07/2005
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
MA
10/02/1991 - 01/21/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
10/02/1991 - 01/21/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 04/23/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Whitfield is the right advisor for you? Invested Better is here to help.
