Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Leon Shelly is a financial advisor who has been in the industry since 1993. David is currently registered with Charles Schwab & Co., Inc. and has been with this firm since April 2019. Prior to joining Charles Schwab, David was associated with Lincoln Investment. David has previously held positions with Raymond James Financial Services, Inc., PNC Investments, J.J.B. Hilliard, W.L. Lyons, Inc., PNC Brokerage Corp., First Union Securities, Inc., First Union Brokerage Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Hibbard Brown & Co., Inc. David is licensed to provide investment advice in 15 states including Arizona, California, Colorado, Delaware, Florida, Georgia, Maryland, New Jersey, New York, Ohio, Oklahoma, Pennsylvania, Texas, Virginia and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NJ
04/22/2019 - Present
Charles Schwab & CO., Inc. (Mays Landing NJ)
NJ
01/10/2013 - 04/16/2019
LINCOLN INVESTMENT (MARLTON NJ)
NJ
04/24/2009 - 12/17/2012
RAYMOND JAMES FINANCIAL SERVICES, INC. (WEST DEPTFORD NJ)
NJ
01/01/2004 - 04/28/2009
PNC INVESTMENTS (MARMORA NJ)
KY
06/01/2002 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
03/12/2001 - 06/01/2002
PNC BROKERAGE CORP (PITTSBURGH PA)
MO
10/01/2000 - 02/27/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
09/01/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
07/14/1997 - 09/08/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MI
06/29/1994 - 07/22/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
07/08/1993 - 06/10/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 12/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/02/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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